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Chapter

Functions in Insurance & Compliance related thereto: (Part – V)

Banking & Insurance - Laws & Practice (Elective Paper 7.4)Part II: Insurance Laws (50 Marks)

15 topics

  1. Corporate Governance: IRDAI regulations on Corporate Governance
  2. Corporate Governance: Role and responsibilities of the Board of Directors, Independent Directors
  3. Corporate Governance: Delegation of functions to various Committees of Board
  4. Corporate Governance: Audit Committee, Nomination & Remuneration Committee, Investment Committee, Risk Management Committee, Policyholders, Protection Committee, CSR Committee, other Non-Mandatory Committees
  5. Corporate Governance: KMPs & their roles & responsibilities
  6. Corporate Governance: Audit & Auditors
  7. Corporate Governance: Compliance management
  8. Corporate Governance: Whistle Blower Policy
  9. Compliance Management, Regulatory Filings/ Reporting/ disclosures and other Compliances: Compliance Management Framework
  10. Compliance Management, Regulatory Filings/ Reporting/ disclosures and other Compliances: Role of Compliance Officer
  11. Compliance Management, Regulatory Filings/ Reporting/ disclosures and other Compliances: Regulatory Filings/ Reporting & Disclosures - BAP Reporting
  12. Compliance Management, Regulatory Filings/ Reporting/ disclosures and other Compliances: GIC/ LC and IIB Reporting
  13. Other Compliances: AML/ PMLA Compliance
  14. Other Compliances: Place of Business
  15. Other Compliances: Outsourcing Regulations
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