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Compliance Management, Audit & Due Diligence

Paper 3100 marks16 chapters

ICSI Syllabus 2022Official source (ICSI)

Part I: Compliance Management (40 Marks)

  1. Compliance Framework14 topics
  2. Documentation & Maintenance of Records3 topics
  3. Signing and Certification7 topics
  4. Legal Framework Governing Company Secretaries4 topics
  5. Values Ethics and Professional Conduct5 topics
  6. Non Compliances, Penalties and Adjudications6 topics
  7. Relief and Remedies7 topics

Part II: Audit & Due Diligence (60 Marks)

  1. Concepts of Various Audits12 topics
  2. Audit Engagement8 topics
  3. Audit Principles and Techniques10 topics
  4. Audit Process and Documentation11 topics
  5. Forming an Opinion & Reporting14 topics
  6. Secretarial Audit16 topics
  7. Internal Audit & Performance Audit6 topics
  8. Peer Review Audit and Quality Review Audit3 topics
  9. Due Diligence6 topics
Track Compliance Management, Audit & Due Diligence