Chapter
Laws Governing to Depositories and Depository Participants
Capital Market & Securities LawsPart I: Capital Market (40 Marks)
8 topics
- Role & Functions of Depositories
- Depository Participants
- Admission of Securities
- Dematerialization & Re-materialisation
- International Securities Identification Number (ISIN)
- Depository Process
- Inspection and Penalties
- Internal Audit and Concurrent Audit of Depository Participants