Chapter
Securities Market Intermediaries
Capital Market & Securities LawsPart I: Capital Market (40 Marks)
6 topics
- Regulatory Framework
- Primary Market and Secondary Market Intermediaries
- Role and Functions of Merchant Bankers, Stock Brokers, Registrars and Transfer Agents, Bankers to an Issue, Portfolio Managers
- Debenture Trustees, Investment Advisers, Research Analysts, Credit Rating Agencies, Depositories and Depositories Participants, Foreign Institutional Investors
- Internal Audit of Intermediaries by Company Secretary in Practice
- Case Laws and Case Studiescase law